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ComplySci Overview

ComplySci is a robust GRC (Governance, Risk, and Compliance) software designed to assist financial institutions in managing regulatory requirements and mitigating risks. It offers comprehensive compliance management tools, including conflict of interest tracking, insider trading monitoring, and personal trading oversight. With ComplySci, organizations can streamline compliance workflows, ensure adherence to industry regulations, and reduce the risk of non-compliance. The software’s automated reporting and alert systems help identify potential compliance issues before they escalate. Designed for firms of all sizes, ComplySci enables compliance teams to maintain control over regulatory obligations while improving operational efficiency. Its intuitive interface and customizable features make it a valuable asset for managing risk in today’s fast-paced regulatory environment.

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Contact Details

  • Vendor Name ComplySci
  • Founded 2007
  • Location United States

Support

    NA

Training

  • In-person In-person
  • Live Online Live Online
  • Webinar Webinar
  • Documentation Documentation

Licensing & Deployment

  • Proprietary Proprietary
  • Cloud Hosted Cloud Hosted
  • Web-Based Web-Based

Typical Customers

  • Self-Employed Self-Employed
  • Small-Business Small-Business
  • Midsize-Business Midsize-Business

Languages Supported

English

Industries

Banking, Financial Services, Investment Management

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ComplySci Features

  • Arrow Icon HIPAA Compliant
  • Arrow Icon Compliance Tracking
  • Arrow Icon Risk Assessment
  • Arrow Icon Environmental Compliance
  • Arrow Icon Policy Management
  • Arrow Icon Alerts/Escalation
  • Arrow Icon ISO Compliance
  • Arrow Icon Incident Management
  • Arrow Icon Risk Management
  • Arrow Icon OSHA Compliance
  • Arrow Icon Document Management
  • Arrow Icon Task Management
  • Arrow Icon Surveys & Feedback
  • Arrow Icon Training Management
  • Arrow Icon Compliance Management
  • Arrow Icon FDA Compliance
  • Arrow Icon Audit Management
  • Arrow Icon Audit Trail
  • Arrow Icon Controls Audit
  • Arrow Icon Access Controls/Permissions
  • Arrow Icon Liquidity Analysis
  • Arrow Icon Market Risk Management
  • Arrow Icon Risk Analysis
  • Arrow Icon Reporting/Analytics
  • Arrow Icon Operational Risk Management
  • Arrow Icon Portfolio Management
  • Arrow Icon Portfolio Modeling
  • Arrow Icon For Hedge Funds
  • Arrow Icon Compliance Management
  • Arrow Icon Credit Risk Management
  • Arrow Icon Loan Portfolio Management
  • Arrow Icon Stress Tests
  • Arrow Icon Risk Scoring
  • Arrow Icon Audit Management
  • Arrow Icon Predictive Analytics
  • Arrow Icon Exceptions Management
  • Arrow Icon Mobile Access
  • Arrow Icon Business Process Control
  • Arrow Icon Legal Risk Management
  • Arrow Icon Alerts/Notifications
  • Arrow Icon Operational Risk Management
  • Arrow Icon Compliance Management
  • Arrow Icon Corrective and Preventive Actions (CAPA)
  • Arrow Icon Internal Controls Management
  • Arrow Icon Risk Assessment
  • Arrow Icon IT Risk Management
  • Arrow Icon Reputational Risk Management
  • Arrow Icon Response Management
  • Arrow Icon Incident Management
  • Arrow Icon Audit Trail
  • Arrow Icon Risk Analysis
  • Arrow Icon Reporting/Analytics
  • Arrow Icon Document Management
  • Arrow Icon Document Storage
  • Arrow Icon Risk Alerts

ComplySci Pricing

Pricing Type

  • Pricing Type Flat Rate

Preferred Currency

  • USD ($) USD ($)

Free Trial

  • NA

Free Version

  • NA

Payment Frequency

  • Annual Subscription Annual Subscription
Demo Page  

Plans & Packages

Basic

$3000 Per Year

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ComplySci FAQs

ComplySci is a robust GRC (Governance, Risk, and Compliance) software designed to assist financial institutions in managing regulatory requirements and mitigating risks. It offers comprehensive compliance management tools, including conflict of interest tracking, insider trading monitoring, and personal trading oversight. With ComplySci, organizations can streamline compliance workflows, ensure adherence to industry regulations, and reduce the risk of non-compliance. The software’s automated reporting and alert systems help identify potential compliance issues before they escalate. Designed for firms of all sizes, ComplySci enables compliance teams to maintain control over regulatory obligations while improving operational efficiency. Its intuitive interface and customizable features make it a valuable asset for managing risk in today’s fast-paced regulatory environment.

  • No, ComplySci does not offer a free version.

  • Yes, ComplySci offers a free trial.

  • No, Credit Card details are not required for the ComplySci trial.

  • ComplySci offers the following pricing plans & packages:

    Basic

    $3000 Per Year

  • ComplySci supports the following payment frequencies:

    • Annual Subscription

  • No, ComplySci does not offer an API.

  • ComplySci offers training with the following options:
    • In-person , Live Online , Webinar , Documentation

  • ComplySci supports the following languages:
    • English

  • Following are the typical users of the ComplySci:
    • Self-Employed , Small-Business , Midsize-Business

  • ComplySci supports the following deployment:
    • Cloud Hosted

  • ComplySci supports the following devices and operating systems:
    • Web-Based

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